SFC Licences of LI Sisi 黎偲偲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oakwise Capital Management Limited 瑞橡資本管理有限公司
RO 4, 9 18 September 2019
Oakwise Capital Management Limited 瑞橡資本管理有限公司
RE 4, 9 12 September 2019 18 September 2019
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司
RE 9 20 October 2016 09 September 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 28 May 2014 12 July 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 May 2014 12 July 2016
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 2 16 December 2010 24 May 2014