SFC Licences of LI Sisi 黎偲偲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RO | 9 | 18 September 2019 | |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RO | 4 | 18 September 2019 | |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 9 | 12 September 2019 | 18 September 2019 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 4 | 12 September 2019 | 18 September 2019 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 20 October 2016 | 09 September 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 28 May 2014 | 12 July 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 28 May 2014 | 12 July 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 December 2010 | 24 May 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 December 2010 | 24 May 2014 |