SFC Licences of LAW On Yee 羅安怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solomon Capital Management Limited 瑞明資本有限公司
RO 1, 4 01 December 2021
Morton Securities Limited 萬基證券有限公司
RO 1 08 August 2017 05 October 2018
Morton Securities Limited 萬基證券有限公司
RE 1 07 June 2017 08 August 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司
RO 1, 4 11 April 2016 21 May 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司
RE 1, 4 28 May 2015 11 April 2016
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司
RE 1 28 January 2015 22 May 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RE 1 09 September 2011 05 January 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RE 6 25 February 2011 05 January 2015
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1, 4 18 January 2011 05 January 2015