SFC Licences of LAW On Yee 羅安怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Solomon Capital Management Limited 瑞明資本有限公司	RE	9	13 March 2023
Solomon Capital Management Limited 瑞明資本有限公司	RO	4	01 December 2021
Solomon Capital Management Limited 瑞明資本有限公司	RO	1	01 December 2021
Morton Securities Limited 萬基證券有限公司	RO	1	08 August 2017	05 October 2018
Morton Securities Limited 萬基證券有限公司	RE	1	07 June 2017	08 August 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司	RO	4	11 April 2016	21 May 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司	RO	1	11 April 2016	21 May 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	4	28 May 2015	11 April 2016
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	1	28 May 2015	11 April 2016
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	28 January 2015	22 May 2015
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	1	09 September 2011	05 January 2015
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	6	25 February 2011	05 January 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	18 January 2011	05 January 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	18 January 2011	05 January 2015