SFC Licences of YIU Peter 游國義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 25 January 2011 31 October 2022
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 25 January 2011 31 October 2022
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 25 January 2011 24 August 2016