SFC Licences of ROBERTS Jonathan Neal
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 19 October 2015 | 23 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 02 February 2011 | 11 March 2014 |