SFC Licences of WU Di 吳頔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 04 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 04 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 4 | 04 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 04 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 23 August 2018 | 04 August 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 20 July 2017 | 04 August 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 26 May 2016 | 04 August 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 26 May 2016 | 04 August 2021 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 31 January 2011 | 02 February 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 31 January 2011 | 02 February 2016 |