SFC Licences of YAM Tak Wan 任德運
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 | RE | 4 | 04 September 2017 | 09 March 2021 |
| Kirin Securities Limited 麒麟證券有限公司 | RE | 1 | 04 September 2017 | 09 March 2021 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 11 November 2016 | 08 August 2017 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 21 October 2014 | 20 May 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 25 February 2011 | 21 June 2014 |