SFC Licences of GENG Cong 耿聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 October 2023 | |
| Wells Fargo Securities Asia Limited | RE | 4 | 25 November 2011 | 16 May 2019 |
| Wells Fargo Securities Asia Limited | RE | 1 | 28 February 2011 | 16 May 2019 |