SFC Licences of HUANG Liwen 黃麗雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 14 October 2016 | 12 January 2017 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 14 October 2016 | 12 January 2017 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 14 October 2016 | 12 January 2017 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 29 November 2012 | 01 June 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 April 2012 | 27 April 2012 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 09 February 2011 | 31 March 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 09 February 2011 | 31 March 2011 |