SFC Licences of AU Wai Ting 區慧婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 05 April 2012 | 01 April 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 April 2012 | 01 April 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 February 2011 | 24 February 2012 |