SFC Licences of LEE Ka Wah 李家華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RE 2 21 November 2013 30 June 2023
Redford Asset Management Limited 泓福資產管理有限公司 RO 9 17 January 2012 31 January 2013
Redford Asset Management Limited 泓福資產管理有限公司 RO 4 17 January 2012 31 January 2013
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 01 September 2011 17 January 2012
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 15 February 2011 17 January 2012