SFC Licences of HALFORD Steven Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iCapital Advisory Limited | RO | 1 | 10 December 2018 | 02 November 2020 |
| iCapital Advisory Limited | RO | 4 | 10 December 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 11 July 2014 | 24 November 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 11 July 2014 | 24 November 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 24 November 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 March 2011 | 11 July 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 March 2011 | 31 August 2013 |