SFC Licences of BAI Shaonan 伯紹楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 12 July 2022 | |
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 11 April 2022 | |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 | RO | 1 | 10 October 2018 | 15 February 2022 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 | RO | 2 | 13 January 2017 | 15 February 2022 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RO | 2 | 17 April 2014 | 05 February 2016 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 3 | 19 August 2011 | 05 February 2016 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 1 | 19 August 2011 | 05 February 2016 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 2 | 25 February 2011 | 17 April 2014 |