SFC Licences of TONG Wai Cham 曾偉湛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 18 March 2015 | 31 August 2017 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 15 August 2011 | 31 August 2017 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 May 2011 | 31 August 2017 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 12 May 2011 | 31 August 2017 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 2 | 24 February 2011 | 21 April 2011 |