SFC Licences of LAU Chi Man 劉子敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 March 2011 | 01 September 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 March 2011 | 01 September 2011 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 25 February 2011 | 01 March 2011 |