SFC Licences of KIM James Yong Min 金容珉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RE | 9 | 30 April 2018 | 03 April 2019 |
| Carret Private Capital Limited | RE | 4 | 30 April 2018 | 03 April 2019 |
| Carret Private Capital Limited | RE | 1 | 30 April 2018 | 03 April 2019 |
| QL Asset Management Company Limited | RE | 9 | 22 September 2015 | 30 April 2018 |
| QL Asset Management Company Limited | RE | 4 | 22 September 2015 | 30 April 2018 |
| QL Asset Management Company Limited | RE | 1 | 22 September 2015 | 30 April 2018 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 25 March 2011 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 25 March 2011 | 04 August 2011 |