SFC Licences of LAU Wai Kin 劉偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 20 June 2011 | 12 May 2012 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 25 March 2011 | 22 April 2011 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 25 March 2011 | 22 April 2011 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 1 | 25 March 2011 | 22 April 2011 |