SFC Licences of DORR Jeffrey Aaron
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 09 April 2018 | 18 July 2019 |
J Capital Research Limited | RE | 4 | 31 May 2016 | 25 October 2017 |
J Capital Research Limited | RE | 4 | 29 October 2013 | 26 November 2014 |
Buena Vista Fund Management (HK) Limited | RE | 9 | 17 March 2011 | 04 January 2013 |