SFC Licences of LEE Jason Kwan Ho 李君豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2019 | |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2013 | 29 January 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 2 | 01 February 2013 | 29 January 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 19 March 2012 | 29 January 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 19 March 2012 | 29 January 2019 |
UBS Securities Asia Limited | RE | 2 | 07 March 2011 | 19 March 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 07 March 2011 | 19 March 2012 |
UBS Securities Asia Limited | RE | 1 | 07 March 2011 | 19 March 2012 |