SFC Licences of SUISSA Daniel Adam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 11 April 2013 | 18 July 2014 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 11 April 2013 | 18 July 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 11 December 2012 | 08 March 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 2 | 31 May 2012 | 11 December 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 09 March 2011 | 08 March 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 09 March 2011 | 31 May 2012 |