SFC Licences of AW Adrian Matthew 胡敬謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 03 April 2023 | 31 December 2023 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 03 April 2023 | 31 December 2023 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 6 | 10 September 2019 | 31 December 2023 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 6 | 05 November 2018 | 10 September 2019 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 10 August 2018 | 03 April 2023 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 10 August 2018 | 03 April 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 08 January 2014 | 22 December 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 08 January 2014 | 22 December 2017 |