SFC Licences of AW Adrian Matthew 胡敬謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 4 03 April 2023 31 December 2023
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 03 April 2023 31 December 2023
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 6 10 September 2019 31 December 2023
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 6 05 November 2018 10 September 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 4 10 August 2018 03 April 2023
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 10 August 2018 03 April 2023
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 08 January 2014 22 December 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 08 January 2014 22 December 2017