SFC Licences of SETO Ka Leung 司徒嘉亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 12 May 2022
CMB International Capital Limited 招銀國際融資有限公司
RO 6 29 August 2018 26 April 2022
CMB International Capital Limited 招銀國際融資有限公司
RE 1 12 September 2017 26 April 2022
CMB International Capital Limited 招銀國際融資有限公司
RE 6 12 September 2017 29 August 2018
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 4, 6 16 February 2015 25 August 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 21 October 2014 24 January 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1 25 March 2011 10 October 2014
Kingsway Capital Limited 滙富融資有限公司
RE 1, 6 25 March 2011 10 October 2014