SFC Licences of KIM Jungtae 金正泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 06 June 2012 | 07 May 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 30 March 2011 | 14 December 2011 |