SFC Licences of NG Kwan Chun 吳君俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 10 November 2014 | 26 December 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 19 September 2014 | 26 December 2017 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 26 June 2014 | 06 September 2014 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 28 March 2013 | 17 June 2014 |
Solid King Securities Limited 堅固證券有限公司 | RE | 1 | 26 October 2012 | 18 March 2013 |
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 12 April 2011 | 22 October 2012 |