SFC Licences of CHAN Lim Tak, Teresa 陳念德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RE | 9 | 04 October 2021 | 31 May 2023 |
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RE | 4 | 04 October 2021 | 31 May 2023 |
Yonghe Securities (Hong Kong) Limited 庸和證券(香港)有限公司 | RE | 1 | 31 October 2019 | 04 August 2020 |
Stellar Securities Limited 恆星證券有限公司 | RE | 1 | 27 April 2011 | 15 December 2016 |