SFC Licences of WANG Chen 王晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Linkriver Capital Management Limited 鈞河資本管理有限公司 | RO | 9 | 18 May 2018 | |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 | RO | 4 | 16 July 2015 | 31 May 2017 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 | RE | 9 | 28 February 2014 | 31 May 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 14 November 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 04 April 2011 | 14 November 2013 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 04 April 2011 | 30 December 2011 |