SFC Licences of LEE Ka Wai 李嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 28 July 2014 | 15 September 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 07 October 2013 | 18 January 2014 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 18 April 2011 | 20 September 2013 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 18 April 2011 | 20 September 2013 |