SFC Licences of KWAN Ka Wai 關家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 24 February 2020 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 January 2020 | |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 11 April 2018 | 30 November 2019 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 23 February 2016 | 02 February 2018 |
Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 07 April 2011 | 01 October 2014 |