SFC Licences of LAU Sin Heng 劉善行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 August 2011 | 30 August 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 12 April 2011 | 30 August 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 12 April 2011 | 30 August 2014 |