SFC Licences of BUSTAMANTE Thaddeus Raymund Bryan Lontoc
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 1 | 29 April 2013 | 18 March 2017 |
ICAP Equities Asia Limited | RE | 1 | 12 April 2011 | 13 June 2012 |