SFC Licences of YIP Thomas Ho Fai 葉浩暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Redwood Asset Management Limited 紅木林資產管理有限公司 RO 9 01 September 2021 08 February 2022
Redwood Asset Management Limited 紅木林資產管理有限公司 RO 4 01 September 2021 08 February 2022
Redwood Asset Management Limited 紅木林資產管理有限公司 RO 1 01 September 2021 08 February 2022
Redwood Asset Management Limited 紅木林資產管理有限公司 RE 9 14 July 2021 01 September 2021
Redwood Asset Management Limited 紅木林資產管理有限公司 RE 1 14 July 2021 01 September 2021
Sunfund Securities Limited 東皓證券有限公司 RO 1 12 November 2020 14 May 2021
Sunfund Securities Limited 東皓證券有限公司 RE 1 27 August 2020 12 November 2020
Sunfund Fund Management Limited 東皓基金管理有限公司 RO 9 02 November 2018 14 May 2021
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 RO 9 23 April 2018 28 September 2018
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 RO 4 23 April 2018 28 September 2018
Five States Capital Resources Limited 五洲資本有限公司 RO 9 21 February 2017 23 February 2018
Five States Capital Resources Limited 五洲資本有限公司 RO 4 21 February 2017 23 February 2018
Five States Capital Resources Limited 五洲資本有限公司 RE 9 01 February 2017 21 February 2017
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE 9 31 March 2015 26 October 2016
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE 1 31 March 2015 26 October 2016
CBH Asia Limited 瑞金亞洲有限公司 RE 9 23 January 2013 02 December 2014
CBH Asia Limited 瑞金亞洲有限公司 RE 1 23 January 2013 02 December 2014
Athena Wealth Management Limited 智富財富管理有限公司 RE 9 11 July 2012 31 December 2012
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 16 December 2011 31 December 2012
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 06 May 2011 31 October 2011
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 7 06 May 2011 30 August 2011