SFC licenceholder AXD289 YIP Thomas Ho Fai 葉浩暉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Sunfund Securities Limited 東皓證券有限公司 RO [1] (Dealing in Securities) 12 November 2020
Sunfund Securities Limited 東皓證券有限公司 RE [1] (Dealing in Securities) 27 August 2020 12 November 2020
Sunfund Fund Management Limited 東皓基金管理有限公司 RO [9] (Asset Management) 02 November 2018
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 23 April 2018 28 September 2018
Five States Capital Resources Limited 五洲資本有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 21 February 2017 23 February 2018
Five States Capital Resources Limited 五洲資本有限公司 RE [9] (Asset Management) 01 February 2017 21 February 2017
GT Asset & Portfolio Management Limited 廣達資產管理有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 31 March 2015 26 October 2016
CBH Asia Limited 瑞金亞洲有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 23 January 2013 02 December 2014
Athena Wealth Management Limited 智富財富管理有限公司 RE [9] (Asset Management) 11 July 2012 31 December 2012
Athena Wealth Management Limited 智富財富管理有限公司 RE [1] (Dealing in Securities) 16 December 2011 31 December 2012
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE [1] (Dealing in Securities) 06 May 2011 31 October 2011
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE [7] (Providing Automated Trading Services) 06 May 2011 30 August 2011