SFC Licences of WONG Yun Tan 王婉庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 July 2016 | 29 April 2017 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 29 April 2017 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 14 November 2013 | 30 June 2016 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 10 June 2013 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 10 June 2013 | 30 June 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 August 2011 | 29 May 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 15 April 2011 | 29 May 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 April 2011 | 29 May 2013 |