SFC Licences of SEE Cheuk Yan, Maggie 施卓蒑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Atta Securities Limited 紅蟻證券有限公司 | RO | 2 | 03 July 2018 | |
Atta Securities Limited 紅蟻證券有限公司 | RO | 1 | 03 July 2018 | |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 25 October 2016 | 30 June 2018 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 2 | 08 June 2016 | 30 June 2018 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 08 June 2016 | 30 June 2018 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 15 April 2011 | 31 May 2016 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 15 April 2011 | 31 May 2016 |