SFC Licences of SHINGADIA Neelpesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prive Financial Limited | RE | 1 | 31 May 2017 | 17 November 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 15 October 2014 | 06 January 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 15 October 2013 | 06 January 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 October 2013 | 06 January 2017 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 12 May 2011 | 31 May 2013 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 12 May 2011 | 31 May 2013 |