SFC Licences of CHAN Shing Kit 陳勝傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 22 February 2012 |
UBS Securities Asia Limited | RE | 1 | 16 May 2011 | 22 February 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 16 May 2011 | 22 February 2012 |