SFC Licences of MENDELSOHN Pierre Etienne Marius

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RO 7 25 July 2013 13 June 2014
Morgan Stanley Hong Kong Securities Limited RO 2 11 October 2011 13 June 2014
Morgan Stanley Hong Kong Securities Limited RO 1 11 October 2011 13 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 5 11 October 2011 13 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 4 11 October 2011 13 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 11 October 2011 13 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 7 11 October 2011 25 July 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 03 May 2011 11 October 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 May 2011 11 October 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 03 May 2011 11 October 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 03 May 2011 11 October 2011
Morgan Stanley Hong Kong Securities Limited RE 1 03 May 2011 11 October 2011
Morgan Stanley Hong Kong Securities Limited RE 2 03 May 2011 11 October 2011