SFC Licences of YU Hsiao-Tsui 游曉翠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 1 | 09 April 2021 | |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 9 | 06 May 2020 | |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 9 | 12 March 2015 | 15 April 2019 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RO | 9 | 12 July 2011 | 29 February 2012 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 9 | 06 May 2011 | 12 July 2011 |