SFC Licences of GAO Cheng 高程

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 23 March 2020
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 23 March 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 May 2011 12 May 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 11 May 2011 10 July 2012