SFC Licences of CHAN Siu Ki, Eric 陳肇棋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 May 2021 | 29 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 December 2020 | 29 August 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 May 2015 | 02 August 2018 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 October 2014 | 01 April 2015 |
| Nerico Brothers Limited | RE | 1 | 15 July 2013 | 12 October 2014 |
| M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 15 May 2012 | 02 July 2013 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 May 2011 | 27 April 2012 |