SFC Licences of POON Kin Yee 潘建而
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RO | 1 | 30 June 2023 | |
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RE | 1 | 29 October 2019 | 30 June 2023 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RO | 1 | 24 November 2017 | 10 May 2023 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RO | 6 | 24 November 2017 | |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 09 April 2014 | 24 November 2017 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 1 | 09 April 2014 | 24 November 2017 |