SFC Licences of CHOW Hoi Shan 周凱珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 06 September 2018 | 21 January 2021 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 08 November 2017 | 21 January 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 08 November 2017 | 21 January 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 08 November 2017 | 21 January 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 25 June 2013 | 04 September 2014 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 25 June 2013 | 04 September 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 May 2011 | 07 June 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 27 May 2011 | 07 June 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 27 May 2011 | 31 January 2012 |