SFC Licences of DING Yiming 丁一鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1, 4 21 June 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 12 October 2015 27 February 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 07 April 2014 02 September 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 16 April 2013 28 February 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4 15 February 2013 28 February 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 6 12 May 2011 28 February 2014