SFC Licences of DING Yiming 丁一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 21 June 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 June 2019 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 October 2015 | 27 February 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 October 2015 | 27 February 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 07 April 2014 | 02 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 April 2014 | 02 September 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 April 2013 | 28 February 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 15 February 2013 | 28 February 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 12 May 2011 | 28 February 2014 |