SFC licenceholder AXG896 DING Yiming 丁一鳴

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 12 October 2015 27 February 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 07 April 2014 02 September 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE [1] (Dealing in Securities) 16 April 2013 28 February 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE [4] (Advising on Securities) 15 February 2013 28 February 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE [6] (Advising on Corporate Finance) 12 May 2011 28 February 2014