SFC Licences of LO Hiu Tung, Karen 勞曉彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 02 August 2023 | |
Cavalry Management Asia, Limited 美商騎兵管理亞洲有限公司 | RO | 9 | 04 November 2022 | 13 July 2023 |
Cavalry Management Asia, Limited 美商騎兵管理亞洲有限公司 | RE | 9 | 01 March 2021 | 04 November 2022 |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 30 June 2015 | 15 February 2018 |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 30 June 2015 | 15 February 2018 |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 30 June 2015 | 15 February 2018 |
Sylebra Capital Limited | RE | 9 | 14 May 2014 | 18 May 2015 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 17 May 2011 | 29 July 2011 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 17 May 2011 | 29 July 2011 |