SFC Licences of CHAN King 陳競

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 25 October 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 25 October 2022
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 12 March 2020 13 June 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 12 March 2020 13 June 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 03 May 2019 15 January 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 03 May 2019 15 January 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 26 June 2017 15 January 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017 15 January 2020
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 October 2016 25 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 27 October 2016 25 June 2017
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 23 May 2011 15 March 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 23 May 2011 15 March 2016