SFC Licences of TAKAKU Hirofumi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
dLab Asset Management Limited | RO | 9 | 26 May 2021 | |
dLab Asset Management Limited | RO | 4 | 26 May 2021 | |
dLab Asset Management Limited | RE | 4 | 20 April 2021 | 26 May 2021 |
HBS (Hong Kong) Limited | RO | 4 | 17 December 2020 | 18 March 2021 |
HBS (Hong Kong) Limited | RO | 1 | 17 December 2020 | 18 March 2021 |
UBS Securities Asia Limited | RO | 2 | 18 May 2018 | 29 June 2018 |
UBS Securities Asia Limited | RO | 1 | 18 May 2018 | 29 June 2018 |
UBS Securities Asia Limited | RE | 2 | 01 June 2017 | 18 May 2018 |
UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 18 May 2018 |
UBS Securities Asia Limited | RE | 2 | 21 April 2017 | 28 April 2017 |
UBS Securities Asia Limited | RE | 1 | 21 April 2017 | 28 April 2017 |
UBS Securities Asia Limited | RE | 2 | 13 February 2017 | 17 February 2017 |
UBS Securities Asia Limited | RE | 1 | 13 February 2017 | 17 February 2017 |
UBS Securities Asia Limited | RE | 2 | 10 January 2017 | 13 January 2017 |
UBS Securities Asia Limited | RE | 1 | 10 January 2017 | 13 January 2017 |
UBS Securities Asia Limited | RE | 2 | 21 November 2016 | 26 November 2016 |
UBS Securities Asia Limited | RE | 1 | 21 November 2016 | 26 November 2016 |
UBS Securities Asia Limited | RE | 2 | 14 September 2016 | 24 September 2016 |
UBS Securities Asia Limited | RE | 1 | 14 September 2016 | 24 September 2016 |
UBS Securities Asia Limited | RE | 1 | 01 June 2011 | 20 May 2016 |
UBS Securities Asia Limited | RE | 2 | 01 June 2011 | 20 May 2016 |