SFC Licences of TAKAKU Hirofumi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
dLab Asset Management Limited RO 9 26 May 2021
dLab Asset Management Limited RO 4 26 May 2021
dLab Asset Management Limited RE 4 20 April 2021 26 May 2021
HBS (Hong Kong) Limited RO 4 17 December 2020 18 March 2021
HBS (Hong Kong) Limited RO 1 17 December 2020 18 March 2021
UBS Securities Asia Limited RO 2 18 May 2018 29 June 2018
UBS Securities Asia Limited RO 1 18 May 2018 29 June 2018
UBS Securities Asia Limited RE 2 01 June 2017 18 May 2018
UBS Securities Asia Limited RE 1 01 June 2017 18 May 2018
UBS Securities Asia Limited RE 2 21 April 2017 28 April 2017
UBS Securities Asia Limited RE 1 21 April 2017 28 April 2017
UBS Securities Asia Limited RE 2 13 February 2017 17 February 2017
UBS Securities Asia Limited RE 1 13 February 2017 17 February 2017
UBS Securities Asia Limited RE 2 10 January 2017 13 January 2017
UBS Securities Asia Limited RE 1 10 January 2017 13 January 2017
UBS Securities Asia Limited RE 2 21 November 2016 26 November 2016
UBS Securities Asia Limited RE 1 21 November 2016 26 November 2016
UBS Securities Asia Limited RE 2 14 September 2016 24 September 2016
UBS Securities Asia Limited RE 1 14 September 2016 24 September 2016
UBS Securities Asia Limited RE 1 01 June 2011 20 May 2016
UBS Securities Asia Limited RE 2 01 June 2011 20 May 2016