SFC Licences of NG Hoi Yan 伍愷欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 29 February 2012 | 16 May 2012 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 June 2011 | 19 October 2011 |