SFC Licences of WONG Clinton James Luke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 29 June 2016 | 07 July 2016 |
UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 17 March 2016 |
UBS Securities Asia Limited | RE | 1 | 02 June 2011 | 20 November 2014 |