SFC Licences of CHAN Pak Ming 陳百明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 03 January 2017 | 05 August 2022 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 03 January 2017 | 05 August 2022 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 January 2017 | 05 August 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 February 2013 | 14 December 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 February 2013 | 14 December 2016 |
| Great Lakes Hong Kong Limited | RE | 2 | 21 February 2012 | 31 December 2012 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 03 June 2011 | 01 February 2012 |