SFC Licences of LAU Yun Ming 劉潤明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 9 | 30 April 2013 | 28 April 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 30 April 2013 | 28 April 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 28 June 2011 | 28 December 2011 |