SFC Licences of LI Ming 李明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 4 | 08 July 2021 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 04 October 2019 | 08 July 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 12 July 2018 | 13 August 2019 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 07 June 2011 | 19 March 2018 |