SFC Licences of SO Haw, Herman 蘇灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 | RE | 9 | 09 June 2021 | 09 August 2021 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 09 June 2021 | 09 August 2021 |
| Yicko Securities Limited 益高證券有限公司 | RE | 9 | 22 December 2015 | 12 May 2021 |
| Yicko Securities Limited 益高證券有限公司 | RE | 1 | 22 December 2015 | 12 May 2021 |